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Financial Policies Dich Vu Tai Chanh Chuyen Nghiep
Project & Commodity Financing PROFESSIONAL FINANCIAL SERVICES
Procedures & Documents Services Financiers Professionnels
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Professional Advice & Introduction: Commodity Financing. Project Funding. Self-
Liquidating Loans. Assets Management. High Yield Investment Programs. Discounting
Documents PN,L/C,SL/C,BG. Banking and Insurance Documents. Secured Financial
Procedures. Doc.Texts. Transactions of Precious Stones, Metals. Asset Management
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GENERAL PROCEDURES
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| | | LETTER TO REPRESENTATIVES OF INVESTORS
CONCERNING GENERAL PROCEDURES
To : REPRESENTATIVES OF INVESTORS
Subject: PRIVATE PLACEMENT FOR HIGH PROFITS:
Procedures and Documents
Dear Sirs,
After my works with Trader’s side, I am pleased to inform you the following points:
A. PROGRAMS
We can have the choice among the following Programs:
1. FED Program:
This Program generates high Profit paid weekly, but it requires important amount of investment and strict last bank documents from Investor’s Banks. The Program is for 40 weeks, but certainly the Investor is free to stop it after some weeks.
2. PRIVATE PLACEMENT Program:
This Program generates Profit paid weekly. The level of Profit depends on the numbers of Trade Operations realized weekly. It will be informed in details before the signature of Trading Contract. The Trader has to arrange the credit line based on bank documents provided by the Investor’s Banks. The Program is for 40 weeks, but the Investor is free to stop it after some weeks.
3. SPOT Program: This is a Program of some weeks with fixed Profit weekly. The level of Profit will be informed in details before the signature of Trading Contract. The Trader arranges the credit line based on bank documents provided by the Investor’s Banks.
B. NEGOCIATION OF LAST BANK DOCUMENTS
I have negociated with Trader’s side on the last Bank Documents to ensure the feasibility of the Program at last Steps of Procedures. Indeed, when the Trader and the Investor agree previously on these last Bank Documents and confirm them officially, all the preparation of the paperwork for the complete Dossier will be done quickly and we will have minimum of risk of losing time and fees.
The following last Bank Documents are already negociated and will be provided accordingly bank-to-bank at the last Steps of Procedures:
1. Document MT799:
This is a document to obtain credit line.
2. Document MT760:
This is a document to block the funds.
3. Documents CASH DEPOSIT, STANDBY LC or BANK GUARANTEE
These Documents will be accordingly issued by acceptable Banks. The security of these documents is as follows:
a. The Beneficiary of these documents is the Investor himself.
b. These Documents are in safekeeping in the issuing Bank itself or in its Branches in Western Countries.
c. Against these Documents in safekeeping in the issuing Bank itself or in its Branches in Western Countries, the credit line will be provided in a “Non Drawable, Non Depletion, Capital Preservation” Account (NDNDCPA) under the name of Investor (Beneficiary of Documents). The Banks that provide the credit line can request the transfer of these Documents to themselves.
REMARK: The 3 above bank Documents are separate. A Trader can request only one of these bank Documents according to the need of his Program. The sending of these bank Documents are always by SWIFT and by BANK to BANK directly.
C. STEPS OF PROCEDURES
The Procedures contain the following Steps:
1. STEP 1:
The Financial Advisor Group receives:
11. PROOF OF FUNDS
12. ENLARGED A4 COLOUR COPY OF PASSPORT of Authorized Signatory
2. STEP 2:
The Financial Advisor Group releases the above Documents to Trading Groups and negociate with them on:
=> Conditions of Programs
=> Last bank Documents required by Trading Groups
=> Procedures of realization of the transaction
3. STEP 3:
The Financial Advisor Group communicates to Investor’s side the contents of its negociations concerning:
=> Conditions of Programs
=> Last bank Documents required by Trading Groups
=> Procedures of realization of the transaction
4. STEP 4:
When the Investor accepts the three above points, he will provide to the Financial Advisor Group the following documents:
41. CONFIRMATION OF LAST BANK DOCUMENTS
42. FEE & COMMISSION PROTECTIONS
This is to prectect Fees and Commissions to Financial Advisor Group and to its Partners/Associates
43. POWER AUTHORIZATION
This is a limited Power Authorization agreed to the Financial Advisor in his precise works:
=> To release other documents from the Investor to Trading Group and to communicate documents from the Trading Group to Investor
=> To previously negociate the detailed conditions of Program, Contract.
5. STEP 5:
Preparation of the paperwork concerning the Documents to establish the complete Dossier for the transaction. These Documents are as follows:
51. LETTER OF INTENT
52. CORPORATE RESOLUTION (for Company Investor)
53. CLIENT INFORMATION SHEET
54. SUMMARY OF FUNDS HISTORY
55. AUTHORIZATION TO VERIFY FUNDS (only Bank-to-Bank)
56. NON-SOLICITATION LETTER
57. NON-CIRCUMVENTION & NON-DISCLOSURE AGREEMENT
58. SUMMARY OF PROJECTS
6. STEP 6 :
The Financial Advisor Group transmits the above Documents to the Trading Group and negociate the terms and conditions of the Draft of TRADING CONTRACT.
7. STEP 7:
After the negociation of terms and conditions of the Draft of Trading Contract, the Trader will send this Contract to the Investor directly or through the Financial Advisor Group. The signed Trading Contract will be transmitted first each other by Fax or E-Mail Transmission, then its original by registered courier.
71. TRADING CONTRACT (from Trading Group)
72. AUTHORIZATION TO OBTAIN A CREDIT LINE
After the signature of the TRADING CONTRACT and the AUTHORIZATION TO OBTAIN A CREDIT LINE, the Investor’s Bank sends by SWIFT bank-to-bank the MT799 to the Trader’s Bank. After the verification and the authentication of this MT799, the credit line will be confirmed within two banking days.
8. STEP 8:
Within maximum 24 hours after the confirmation of the credit line, the Trader will communicate directly to the Investor the Full COORDINATES of the Trading Bank.
9. STEP 9:
The Trader can help the Investor to open a Bank Account to receive its own Profit from the Program. This Bank Account is under the unique Name of the Investor. If the Investor has already his own Bank Account, he doesn’t need this help from the Trader.
10. STEP 10:
After receiving the Full COORDINATES of the Trading Bank, the Investor gives Order to his Bank to issue Last Bank Documents and to send them accordingly by SWIFT (directly or through Prime Banks which confirm them with responsibility) to:
=> The Bank that gives the credit line
=> The Bank where the trading operations will be done
Please see the comments on the Last Bank Documents (Paragraph B above). These Documents will be provided according to the precise requirement from the Trading Groups.
11. STEP 11:
The Banks from Trader’s side verify and authenticate the Last Bank Documents sent by SWIFT to these Banks. The trading operations begin. The Investor will receive the reports on the trading operations, normally weekly.
12. STEP 12:
The Investor communicates OFFICIALLY to the Trader the full Coordinates of his own Bank to receive his Profit. The Payment of Profit is for every week.
REMARKS:
* I attach here the samples of wording Texts of the Documents for the Dossier
* I myself can help the Investor’s side to prepare the Paperwork for these Documents.
Sincerely yours
Prof.Dr.NGUYEN PHUC LIEN, Economist
Financial Advisor
(Please see the attached TEXTS OF DOCUMENTS. The No.of each Text corresponds to the No. of each STEP of Procedures. For example LETTER OF INTENT No.51. This No.corresponds to No.51 of STEP 5 )
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